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Phys. Rev. B 69, 035409 (2004) [16 pages]

Misfit elastic energy and a continuum model for epitaxial growth with elasticity on vicinal surfaces

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Yang Xiang*
Department of Mathematics, Hong Kong University of Science and Technology, Clear Water Bay, Kowloon, Hong Kong

Weinan E
Department of Mathematics and PACM, Princeton University, Princeton, New Jersy 08544, USA

Received 21 March 2003; revised 26 August 2003; published 23 January 2004

In heteroepitaxial growth, the mismatch between the lattice constants in the film and the substrate causes misfit strain in the film, making a flat surface unstable to small perturbations. This morphological instability is called Asaro-Tiller-Grinfeld (ATG) instability. In practice, most devices are fabricated on vicinal surfaces which consist of steps and terraces. In this case, the misfit strain causes step bunching and traditional continuum models for the ATG instability do not apply directly. In this paper, we present a continuum model for this elastically driving step bunching. We validate our model by performing linear stability analysis and numerical simulation in the nonlinear regime. We also present a continuum description for the misfit elastic energy on vicinal surface which incorporates the underlying atomic features of the vicinal surface.

© 2004 The American Physical Society

URL:
http://link.aps.org/doi/10.1103/PhysRevB.69.035409
DOI:
10.1103/PhysRevB.69.035409
PACS:
81.10.Aj, 81.15.-z, 62.20.Dc, 68.35.-p

*Electronic address: maxiang@ust.hk